The problem we are facing here (…) is the fundamental problem of each science: the establishment of identity of its phenomena.1 That this problem still awaits its solution, and that the science of culture still lacks real criteria of identification — that is, criteria of what to observe and how to observe, what to compare and how to carry it out, of what to trace in evolution and diffusion — will hardly be disputed by anyone acquainted with the controversies of history2… (69-70)3
Whether we consider a very simple or primitive culture or an extremely complex and developed one, we are confronted by a vast apparatus, partly material, partly human4 and partly spiritual, by which man is able to cope with the concrete, specific problems that face him. (36)
Again, in his whole outfit of artifacts and his ability to produce them and to appreciate them, man creates a secondary environment. (…) This environment, which is neither more nor less than culture itself, has to be permanently reproduced, maintained, and managed. (…) Cultural tradition has to be transmitted from each generation to the next. Methods and mechanisms of an educational character must exist (…) All these primary problems of human beings are solved for the individual by artifacts, organization into cooperative groups, and also by the [ongoing] development of knowledge (…) these new needs impose upon man and society a secondary type of determinism. (36-38)
We shall be able to reject the view that “No common measure of cultural phenomena can be found” (…) [Instead,] the scientific analysis of culture (…) can point to another system of realities that also5 conforms to general laws, and can thus be used as a guide for field-work, as a means of identification of cultural realities, and as the basis of social engineering.6 (38)
Unless the anthropologist and his fellow humanists agree on what is the definite isolate in the concrete cultural reality, there will never be any science of civilization. (39)
In order to understand [cultural] divergencies, a clear, common measure of comparison is indispensable.7 (40)
in any (…) comparative research, the problem of identity first has to be faced and solved (43)
The concept of institution (…) is, I submit, the legitimate isolate of cultural analysis.8 (51)
Each institution, that is, organized type of activity, has a definite structure. In order to observe, understand, describe, and discourse theoretically upon an institution, it is necessary to analyze it in the manner here indicated, and in this manner only. This applies to field-work and to any comparative studies as between different cultures, to problems of applied anthropology and sociology, and indeed, to any scientific approach in matters where culture is the main subject matter. No element, “trait,” custom, or idea is defined or can be defined except by placing it within its relevant and real institutional setting. We are thus insisting that such institutional analysis is not only possible but indispensable. (54)
The institutional structure is universal throughout all cultures, and within each cultural manifestation… (54)
[The prerequisite need is] to establish (…) that our institutional types are not arbitrary or fictitious, but represent clearly definable realities. (66)
All cultures have as their main common measure a set of institutional types…9 (67)
What still remains to be made clear is the relation between form and function. We have insisted that each scientific theory must start from and lead to observation. It must be inductive and it must be verifiable by experience. In other words, it must refer to human experiences which can be defined, which are (…) accessible to any and every observer, and which are recurrent, hence (…) predictive. All this means that, in the final analysis, every proposition of scientific anthropology10 has to refer to phenomena which can be defined by form, in the fullest objective sense of the term. (67)
At the same time, we also indicated that culture, as the handiwork of man and as the medium through which he achieves his ends — a medium which allows him to live (…) a medium which (…) allows him to create goods and values beyond his animal, organic endowment — that culture, in all this and through all this, must be understood as a means to an end, that is, instrumentally or functionally. Hence, if we are correct in both assertions, a (…) definition of the concept of form, of function, and of their relations, must be given. (67-68)
No organized system of activities is possible without a physical basis and without the equipment of artifacts. (…) There is a constant interaction between the organism and the secondary milieu in which it exists, that is, culture. In short, human beings live (…) the result of an interaction between organic processes and man’s manipulation and re-setting of his environment. (68)
The problem we are facing here (…) is the fundamental problem of each science: the establishment of identity of its phenomena. That this problem still awaits its solution, and that the science of culture still lacks real criteria of identification — that is, criteria of what to observe and how to observe, what to compare and how to carry it out, of what to trace in evolution and diffusion — will hardly be disputed by anyone acquainted with the controversies of history…11 (69-70)
For reasons theoretical and practical, anthropology, as the theory of culture, must establish a closer working cooperation with those natural sciences which can supply us with the specific answer to [some of] our problems.12 (79)
Form and function (…) are inextricably related to one another. It is impossible to discuss the one without taking account of the other. (83)
In every human society each impulse is remolded by tradition. It appears still in its dynamic form as a drive, but a drive modified, shaped, and determined by tradition. (85)
In short, it would be idle to disregard the fact that the impulse leading to the simplest physiological performance is as highly plastic and determined by tradition as it is ineluctable in the long run, because it is determined by physiological necessities. (…) Simple physiological impulses can not exist under conditions of culture. (87)
We must not forget biology, but we can not rest satisfied with biological determinism alone. (89)
This is the point in which the study of human behavior takes a definite departure from mere biological determinism. We have made this clear already in pointing out that within each vital sequence the impulse is refashioned or co-determined by cultural influences. (94)
It is always necessary in the integral definition (…) to determine (…) essential nature and relate to it the other subsidiary functions.13
And this really is the hallmark of scientific definition. It must principally be a call to a scientifically schematized and oriented observation of empirical fact.14 (115)
Culture supplies man with derived potentialities, abilities, and powers. This also means that the enormous extension in the range of human action, over and above innate abilities of the naked organism, imposes on man a number of limitations. In other words, culture imposes a new type of specific determinism on human behavior. (119)
If our concept of derived need or cultural imperative is correct, certain new types of behavior are implied in all cultural responses, which are as stringent and ineluctable as every vital sequence is in its own right. (120)
We have to show that man must economically cooperate, that he must establish and maintain order; that he must educate the new and growing organism of each citizen; and that he must somehow implement the means of enforcement in all such activities. We have to show how and where these activities come in and how they combine. Finally, in order to make the processes of derivation and the hierarchy of need clear, we shall have to show how economics, knowledge, religion and mechanisms of law, educational training and artistic creativeness are directly or indirectly related to the basic, that is, physiological needs.15 (120)
Can we say, however, that the submission to cultural rules is as absolute as the submission to biological determinism? Once we realize that dependence on the cultural apparatus, however simple or complex, becomes the conditio sine qua non, we see immediately that the failure in social cooperation or symbolic accuracy spells immediate destruction or long-run attrition in the plain biological sense. (121)
The moment that such [cultural] devices have been adopted, in order to enhance human adaptability to the environment, they also become necessary conditions for survival. And here we can enumerate, point for point, the [cultural] factors on which human dependence becomes as great as dependence on the execution of any biologically dictated vital sequences. (121)
Thus, the material equipment in its economic production and technical quality, the skills based on training, knowledge and experience, the rules of cooperation, and symbolic efficiency are one and all as indispensable under the ultimate sanction of the biological imperative of self-preservation as are any purely physiologically determined elements. (122)
We have (…) shown the process of derivation, and thus linked up the instrumental determinism of cultural activities with the basic source of this determinism, that is, biological requirements. (126)
Symbolism is an essential ingredient of all organized behavior; (…) it is a subject matter which can be submitted to observation and theoretical analysis (…) to the same extent to which we can observe material artifacts (…) or define the form of a custom. The central thesis here maintained is that symbolism, in its essential nature, is the modification of the original organism which allows the transformation of a physiological drive into a cultural value. (132)
The cultural equivalent of the vital sequence.16 (137)
The organism, in short, reacts to the instrumental elements [supplied by culture] with the same or at least similar appetitive force as it does to objects which reward it directly by physiological pleasure. We can define this strong and inevitable attachment of the organism to certain objectives, norms, or persons who are instrumental to the satisfaction of the organism’s need, by the term value, in the widest sense of the word. (138)
In reality, however, we have to remember always that the drive17 is integral18 and that it works right through the sequence, controlling all its phases. (140)
What we have defined as charter, that is, the traditionally established values, programs, and principles of organized behavior, correspond once more, fully and directly, to our concept of drive, insofar as this is culturally reinterpreted. This cultural reinterpretation, again, means that the drive operates in a two-fold manner, first by the establishment of the value of the [cultural] apparatus, and (…) then by reappearing as (…) culturally determined [by that value matrix].19 (140)
The understanding of any cultural element must imply (…) the satisfaction of essential needs, whether these be basic, that is biological, or derived, that is, cultural.20 (142)
- “The first task of each science is to recognize its legitimate subject matter. It has to proceed to methods of true identification (…) of the relevant factors of its process” (14); “Unless the anthropologist and his fellow humanists agree on what is the definite isolate in the concrete cultural reality, there will never be any science of civilization” (39); “in any (…) comparative research, the problem of identity first has to be faced and solved” (43). Malinowski is clear: “the fundamental problem” or “first task” of anthropology as a “science of culture” still “awaits its solution” such that it “lacks real criteria of identification” of what it is. Of its reality. Hence, anthropology not only does not solve the world-historical crisis of nihilism, it itself remains subject to it and reinforces it — reinforces what negates it. ↩
- “The controversies of history” is Malinowski’s understated way of referring to the “nightmare” from which his contemporary, James Joyce, was also “trying to awake”, See note 11 below. ↩
- All otherwise unidentified page numbers in this post refer to Bronislaw Malinowski, A Scientific Theory of Culture, 1944. All bolding has been added. The first word of cited passages has been capitalized in cases where it is not capitalized in Malinowski’s text. ↩
- With ‘human’ here Malinowski appears to have meant ‘ideational’. ↩
- ‘Also’ — like the sciences of ‘first nature’. ↩
- ‘Social engineering’ has rightly become a term of abuse because of its inevitable failures when based on faulty intellectual and moral foundations. But since ‘social engineering’ is always going on, acknowledged or unacknowledged, the great need is for the correction of these foundations and, therefore, of the ‘social engineering’ ineluctably carried out on their basis. ↩
- Unfortunately, what is ‘indispensable’ remains missing: “this problem still awaits its solution (such) that the science of culture still lacks real criteria of identification” (69). See note 1 above. ↩
- “The legitimate isolate of cultural analysis” is a dual genitive, but first of all an objective genitive. That is, “cultural analysis” is itself a ‘product’ or ‘effect’ of a “legitimate isolate”, or isolates, expressing itself, or themselves, in it. ↩
- The multiplication of technical terms by Malinowski — ‘culture’, ‘institution’, ‘form’, ‘function’, ‘symbol’. ‘value’, ‘charter’ — is a sign that he was looking unsuccessfully for the “true identification” of the “legitimate subject matter” of his “new science”. These terms are cards his mind was shuffling in an attempt to find a formulation where ‘everything falls into place’. A generation after Malinowski’s death, McLuhan would supply insights Malinowski ran out of time to locate — especially the critical determination that a Scientific Theory of Culture would not be one more science along with the existing ones, but a new genus of sciences, one with a different elementary structure, the medium. ↩
- Dual genitive! ↩
- “The controversies of history”: Malinowski was writing in the first years of WW2 when Germany controlled all of Europe. He apparently used ‘controversies’ to cover horrendous conflicts like it and WW1 — to mention only the world wars fought in his lifetime. ↩
- This may be the sort of observation Lévi-Strauss saw as misdirected in Malinowski’s work (especially without the qualification added here of some of our problems). But it is clear that Malinowski saw culture as a separate domain from that of the physical material and that he did not think that the latter could ground the former: “Simple physiological impulses can not exist under conditions of culture” (87); “We must not forget biology, but we can not rest satisfied with biological determinism alone” (89); “the study of human behavior takes a definite departure from mere biological determinism” (94). ↩
- ‘Integral definition” is both complex and unified: “the drive is integral and (…) works right through the sequence, controlling all its phases (140); “the drive operates in a two-fold manner” (140). Hence Malinowski’s praise for “Frazer’s artistry and his love of the integral and the comprehensive” (114). ↩
- Thirty years later in his German language paper, ‘Gesetze der Medien — strukturelle Annäherung‘ (Uter
richtswissenschaft, June, 1974) McLuhan would cite Nan Lin from The Study of Human Communication (1973): “The ultimate goal of science is to explain by means of a set of theories, events that are observed” (192). ↩ - Terms like “the processes of derivation” and “the hierarchy of need”, and especially “basic (…) physiological needs” seem to fall prey to the criticism of Malinowski by Lévi-Strauss: “I must say immediately that I have the greatest respect for him (Malinowski) and consider him a very great anthropologist, and I’m not at all deriding his contribution. But nevertheless the feeling in Malinowski was that the thought (…) of all the populations without writing which are the subject matter of anthropology was entirely (…) determined by the basic needs of life. If you know that a people, whoever they are, is determined by the bare necessities of living — finding subsistence, satisfying the sexual drives, and so on — then you can explain their social institutions, their beliefs, their mythology, and the like. This very widespread conception in anthropology generally goes under the name of functionalism” (Myth and Meaning, 1978). It is well to keep in mind, however, that Malinowski’s essay was written quickly when he was mortally ill. Note, for example, how a footnote on p80 refers to Dr. “A.I.” Richards and Dr. Margaret “Read”. A statement such as this referring to “basic, that is, physiological needs” might therefore be taken as needing qualification and perhaps rewriting, not as specifying Malinowski’s position regarding what is “basic” to a “scientific theory of culture”. And this especially when so much else in the essay differs from it. Furthermore, while it is of course true that a science like genetics presupposes the science of chemistry, and that the latter might therefore be thought in some ways to be more “basic” than genetics, it is also true that genetics is a science in its own right and that it in no way violates the laws of chemistry in being such. So with anthropology in relation to human “physiological needs”. Malinowski: “Simple physiological impulses can not exist under conditions of culture” (87); “The central thesis here maintained is that symbolism, in its essential nature, is the modification of the original organism which allows the transformation of a physiological drive into a cultural value” (132). Is this different from noting that genetics is the ‘modification’ of chemistry which ‘allows the transformation’ of physical material into information? ↩
- The terms ‘vital’ and ‘value’ are deeply ambiguous in Malinowski. The ‘vital’ is both “physiological” and the creativity that exceeds the physiological. ‘Value’ is both always already established in culture and the innovating act through which culture is reoriented. “The drive operates in a two-fold manner…” (140). ↩
- ‘The drive’ = McLuhan’s ‘extension’? ↩
- ‘Integral= McLuhan’s ‘inclusive’ or ‘electric’ = “the drive operates in a two-fold manner” (140). ↩
- There is a ‘knot in time’ here which is essential. Somehow from within a “culturally determined” situation (which characterizes all human beings from birth) an “establishment of (new) value’ can take place which fundamentally exceeds that “determined” situation. Hence the birth of sciences, as well as exceptional brilliance in the arts, crafts and practical pursuits like hunting. Malinowski in his essay on Frazer (included in A Scientific Theory Of Culture And Other Essays): “It is the pragmatic and intrinsic value of magic and religion which makes for their vitality and endurance” (191). ↩
- A fundamental question for Malinowski is whether he fully understood the great point made by Hegel in his ‘Vorrede’ to Phänomenologie des Geistes (1807): “Daß an jedem Falschen etwas Wahres sei -– in diesem Ausdrucke gelten beide, wie Öl und Wasser, die unmischbar nur äußerlich verbunden sind. Gerade um der Bedeutung willen, das Moment des vollkommenen Andersseins zu bezeichnen, müssen ihre Ausdrücke da, wo ihr Anderssein aufgehoben ist, nicht mehr gebraucht werden. So wie der Ausdruck der Einheit des Subjekts und Objekts, des Endlichen und Unendlichen, des Seins und Denkens usf. das Ungeschickte hat, daß Objekt und Subjekt usf. das bedeuten, was sie außer ihrer Einheit sind, in der Einheit also nicht als das gemeint sind, was ihr Ausdruck sagt…”. In regard to the relationship of the biological and the cultural considered by Malinowski in this passage, the question must be posed whether he saw how ‘the’ biological and ‘the’ cultural were fundamentally different when considered in or out of their relationship in a science of culture? The inauguration of that science turns on this question. The necessarily neutral stance of science is possible only when the ontology of its domain is first specified such that it is not bound to any pre-scientific acceptance of, for example, what ‘biology’ or ‘culture’ have been thought to be. Instead the claim of such a “new science’ must be that only now can it be understood what these really are. In this way, and in this way alone, controversies are removed from a realm of contention and instead are considered in a realm of demonstration. To compare, gold, silver, copper, tin and iron were ‘known’ thousands of years ago; but what they really are became known only with the advent of chemistry a little more than two centuries ago. More, what this chemical knowledge iyself really is, within which gold, silver, copper, tin and iron are demonstrably known, is the transformation of the entire world that occurred over these two centuries. In similar fashion, the meaning of a science of culture can and must be a further transformation of the world that would at last provide a demonstrable way of managing Malinowski’s “controversies of history” (69). ↩